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UCLA Home / Campus Services / Finance / Controls and Accountability

Effective control activities help your department report reliably, meet compliance regulations, safeguard University resources and protect employees. They provide checks and balances and result in the prevention and reduction of errors in a cost-effective manner.

CAO & DSA
CAO Duties & Resources
CAO & DSA Reporting Guidelines
COSO Model
COSO Model (University Policy on Controls)
How to Establish an Effective Control Environment
How to Assess Risk 
Ways to Reduce Risk
How to Communicate Controls Information
How to Monitor Internal Controls
Control Practices
Approvals/Authorizations
Asset Security
Delegation & Accountability
Segregation of Duties
Reviews
Reconciliations
Policies & Guidance
Ethical Standards for UCLA Employees
Administrative Responsibilities Handbook
Conflict of Interest/Ethics Policies (Audit & Advisory Services)
UCLA Policy 360: Internal Control Guidelines for Campus Departments (includes COSO model)
Work Groups
UCLA Controls Work Group
DACSS/PAN Work Group
Stewardship Roundtables
Classes & Tools
Internal Controls & Risk Assessment
Control Self Assessment
Business Ethics Training
Financial Management Certificate Program

 

Financial Management Programs
Email:FinancialManagementPrograms@finance.ucla.edu | Phone: (310) 794-3206 | Fax: (310) 794-8792 
Mail Code: 143348
Address
10920 Wilshire Boulevard, Suite 550
Los Angeles, CA 90024-6502		   Office Hours
Monday – Friday 9 a.m. to 5 p.m.
Saturday & Sunday Closed